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Investor Relations Investor FAQs

Fifth Street Asset Management Inc.
1.What is the ticker symbol for Fifth Street Asset Management Inc. and what exchange does the stock trade on?
2.What is the CUSIP number for FSAM Class A Common Stock?
3.How may I obtain information about Fifth Street Asset Management Inc.’s financials?
4.When is Fifth Street Asset Management Inc.’s fiscal year end?
5.Can I purchase shares directly from Fifth Street Asset Management Inc.?
6.Who is the transfer agent and registrar for Fifth Street Asset Management Inc.’s stock?
7.How can I request additional information from Fifth Street Asset Management Inc.?
8.How can I receive email alerts from Fifth Street Asset Management Inc.?
9.How can someone report a questionable accounting, internal accounting controls or auditing matter about Fifth Street Asset Management Inc.?
1.What is the ticker symbol for Fifth Street Asset Management Inc. and what exchange does the stock trade on?
 Our common stock is listed on the NASDAQ under the ticker symbol FSAM. For more detailed information please visit our Stock Information page.

2.What is the CUSIP number for FSAM Class A Common Stock?
 Fifth Street Asset Management’s CUSIP number is 31679P 109.

3.How may I obtain information about Fifth Street Asset Management Inc.’s financials?
 FSAM’s financials can be found at www.sec.gov or by clicking on SEC Filings on our website.

4.When is Fifth Street Asset Management Inc.’s fiscal year end?
 FSAM’s fiscal year end is December 31st.

5.Can I purchase shares directly from Fifth Street Asset Management Inc.?
 No, FSAM does not offer direct share purchase. Investors may purchase shares only through a broker.

6.Who is the transfer agent and registrar for Fifth Street Asset Management Inc.’s stock?
 

American Stock Transfer & Trust Company
6201 15th Ave, Brooklyn, NY 11219
Toll-Free: (877) 681-8121
Phone: (718) 921-8200
Fax: (718) 236-2641
info@amstock.com
www.amstock.com

Overnight Address:
American Stock Transfer & Trust Company
Operations Center
6201 15th Avenue
Brooklyn, NY 11219


7.How can I request additional information from Fifth Street Asset Management Inc.?
 You can contact us via our Information Request page.

8.How can I receive email alerts from Fifth Street Asset Management Inc.?
 For more information on how to sign up for e-mail alerts regarding events, documents and press releases, please visit the Email Alerts page on our website.

9.How can someone report a questionable accounting, internal accounting controls or auditing matter about Fifth Street Asset Management Inc.?
 

All issues relating to Fifth Street Asset Management Inc.’s accounting, internal accounting controls or auditing matters should be referred to members of the Audit Committee.

Messages relating to these concerns can be left via the following methods:
Online URL: http://www.openboard.info/FSAM/
To access an Internet-based message interface that will deliver a message to the Audit Committee.

Dial (855) 216-3028 to leave a message with the Audit Committee.